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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-11-13
VA RA APPROVED 2012-07-20
  • TX RA
    APPROVED
    Since 2012-11-13
  • VA RA
    APPROVED
    Since 2012-07-20

Branch Locations

Virginia Beach, VA • United States

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Norfolk VA 07/2012 Present
Previous Registrations
  • 2007-10-05 → 2012-07-23
    Norfolk, VA
    Portsmouth, VA
    Virginia Beach, VA
    Virginia Beach, VA
    Virginia Beach, VA
    Norfolk, VA
  • 2006-07-25 → 2007-10-01
    Bb&T Investment Services, Inc.
    Chesterfield, VA
    Chester, VA
    Glen Allen, VA
    Richmond, VA
    Charlotte, NC
    Midlothian, VA
    Chester, VA
  • 2005-09-21 → 2006-06-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2005-07-18 → 2005-08-05
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-15
  • S66 Uniform Combined State Law Examination
    2005-07-15
Designations

View on SEC IAPD

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