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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-05-16 |
| NC | RA | APPROVED | 2021-08-13 |
| TX | RA | APPROVED | 2021-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2021 | Present |
| Alabama Transportation Institute | Tuscaloosa | AL | 05/2019 | 05/2021 |
| Lionbridge | Chelsea | AL | 08/2020 | 12/2020 |
| The University Of Alabama | Tuscaloosa | AL | 01/2019 | 05/2019 |
| Kirkland's | Alabaster | AL | 05/2018 | 08/2018 |
| The University Of Alabama | Tuscaloosa | AL | 01/2018 | 05/2018 |
| The University Of Alabama | Tuscaloosa | AL | 08/2017 | 05/2021 |
| Shelby County School Systems | Chelsea | AL | 10/2016 | 03/2017 |
| Chelsea High School | Chelsea | AL | 08/2013 | 05/2017 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-10 |
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