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Laurel Melissa Shustack

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7392289

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-05-16
NC RA APPROVED 2021-08-13
TX RA APPROVED 2021-08-13
  • AL RA
    APPROVED
    Since 2023-05-16
  • NC RA
    APPROVED
    Since 2021-08-13
  • TX RA
    APPROVED
    Since 2021-08-13

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 Present
Alabama Transportation Institute Tuscaloosa AL 05/2019 05/2021
Lionbridge Chelsea AL 08/2020 12/2020
The University Of Alabama Tuscaloosa AL 01/2019 05/2019
Kirkland's Alabaster AL 05/2018 08/2018
The University Of Alabama Tuscaloosa AL 01/2018 05/2018
The University Of Alabama Tuscaloosa AL 08/2017 05/2021
Shelby County School Systems Chelsea AL 10/2016 03/2017
Chelsea High School Chelsea AL 08/2013 05/2017
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2019 → 05/2021
    Alabama Transportation Institute
    Tuscaloosa, AL
  • 08/2020 → 12/2020
    Lionbridge
    Chelsea, AL
  • 01/2019 → 05/2019
    The University Of Alabama
    Tuscaloosa, AL
  • 05/2018 → 08/2018
    Kirkland's
    Alabaster, AL
  • 01/2018 → 05/2018
    The University Of Alabama
    Tuscaloosa, AL
  • 08/2017 → 05/2021
    The University Of Alabama
    Tuscaloosa, AL
  • 10/2016 → 03/2017
    Shelby County School Systems
    Chelsea, AL
  • 08/2013 → 05/2017
    Chelsea High School
    Chelsea, AL
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-10
  • S66 Uniform Combined State Law Examination
    2021-08-10
Other Names
  • Melissa Wheeler
  • Laurel Wheeler
  • Laurel Melissa Wheeler
  • Laurel Shustack
  • Melissa Shustack

View on SEC IAPD

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