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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-03-13 |
| NY | RA | APPROVED | 2023-03-11 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Senate | Washington | DC | 08/2022 | 09/2022 |
| Ubs | Short Hills | NJ | 06/2021 | 12/2021 |
| Comet Leds | Phillipsburg | NJ | 12/2020 | 12/2021 |
| State Farm Insurance | Green Brook | NJ | 06/2019 | 07/2020 |
| Ubs Financial Services | New York | NY | 10/2022 | Present |
| Phillipsburg High School | Phillipsburg | NJ | 08/2015 | 06/2019 |
| Rutgers Business School | New Brunswick | NJ | 08/2019 | 08/2022 |
NAME OF OTHER BUSINESS: Bloomsbury Borough School Board / INVESTMENT RELATED?: N / ADDRESS: 20 Main St., Bloomsbury / NATURE OF THE BUSINESS: Educational Establishment / POSITION: Board of Education member/ DUTIES -Board of Education member/ START DATE: 1/3/2023/ HOURS DEVOTED TO BUSINESS:NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-10 |
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