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Gabriel Lyons

Ubs Financial Services Inc.

Weehawken, NJ

CRD 7392099

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-03-13
NY RA APPROVED 2023-03-11
  • NJ RA
    APPROVED
    Since 2023-03-13
  • NY RA
    APPROVED
    Since 2023-03-11

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Senate Washington DC 08/2022 09/2022
Ubs Short Hills NJ 06/2021 12/2021
Comet Leds Phillipsburg NJ 12/2020 12/2021
State Farm Insurance Green Brook NJ 06/2019 07/2020
Ubs Financial Services New York NY 10/2022 Present
Phillipsburg High School Phillipsburg NJ 08/2015 06/2019
Rutgers Business School New Brunswick NJ 08/2019 08/2022
  • 08/2022 → 09/2022
    United States Senate
    Washington, DC
  • 06/2021 → 12/2021
    Ubs
    Short Hills, NJ
  • 12/2020 → 12/2021
    Comet Leds
    Phillipsburg, NJ
  • 06/2019 → 07/2020
    State Farm Insurance
    Green Brook, NJ
  • 10/2022 → Present
    Ubs Financial Services
    New York, NY
  • 08/2015 → 06/2019
    Phillipsburg High School
    Phillipsburg , NJ
  • 08/2019 → 08/2022
    Rutgers Business School
    New Brunswick, NJ
Other Businesses

NAME OF OTHER BUSINESS: Bloomsbury Borough School Board / INVESTMENT RELATED?: N / ADDRESS: 20 Main St., Bloomsbury / NATURE OF THE BUSINESS: Educational Establishment / POSITION: Board of Education member/ DUTIES -Board of Education member/ START DATE: 1/3/2023/ HOURS DEVOTED TO BUSINESS:NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10
Other Names
  • Gabriel Alexander Lyons

View on SEC IAPD

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