Tyler Martin Adams

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-08-13
SC	RA	APPROVED	2024-08-13
TX	RA	APPROVED	2024-08-13

AZ RA
APPROVED

Since 2024-08-13
SC RA
APPROVED

Since 2024-08-13
TX RA
APPROVED

Since 2024-08-13

Branch Locations

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	07/2021	12/2023
Insight Enterprises	Phoenix	AZ	01/2017	08/2020
Bluegrass Community And Technical College	Lexington	KY	08/2016	01/2017
Unemployed	Versailles	KY	08/2020	07/2021
Self Employed	Tempe	AZ	06/2022	03/2023
Lpl Financial Llc	Tempe	AZ	08/2024	Present
Unemployed	Phoenix	AZ	12/2023	08/2024

07/2021 → 12/2023

The Vanguard Group, Inc.

Scottsdale, AZ
01/2017 → 08/2020

Insight Enterprises

Phoenix, AZ
08/2016 → 01/2017

Bluegrass Community And Technical College

Lexington, KY
08/2020 → 07/2021

Unemployed

Versailles, KY
06/2022 → 03/2023

Self Employed

Tempe, AZ
08/2024 → Present

Lpl Financial Llc

Tempe, AZ
12/2023 → 08/2024

Unemployed

Phoenix, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-06-04
S63	Uniform Securities Agent State Law Examination	2021-11-18

S65 Uniform Investment Adviser Law Examination

2024-06-04
S63 Uniform Securities Agent State Law Examination

2021-11-18

Other Names

Tyler Adams

View on SEC IAPD

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Other Investors

David Erick Rosendahl

Teresa Valencia Schlafly

Sheree Louise Drake

AMY MARIE STARZYK

ANN MARIE OVERCASH

Stephen Wayne Barbour

JEREMY JOSEPH THARP

ANTHONY ALFRED OCCHINO

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OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO

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U.S. BANCORP ADVISORS, LLC · Des Peres, MO

LPL FINANCIAL LLC · DES PERES, MO

AQUILANT ADVISORS · ST. LOUIS, MO

ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO

VIAGEM, LLC · ST. LOUIS, MO

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