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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-29
MO RA APPROVED 2023-05-01
  • TX RA
    APPROVED
    Since 2024-02-29
  • MO RA
    APPROVED
    Since 2023-05-01

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporate Frontenac MO 11/2021 Present
Washington University In St. Louis St. Louis MO 08/2018 05/2022
De Smet Jesuit High School Creve Coeur MO 08/2014 05/2018
Stifel Nicholas St. Louis MO 06/2021 07/2021
Rubinbrown Clayton MO 02/2021 05/2021
Coolfire Solutions St. Louis MO 05/2019 08/2019
Washington University In St. Louis St. Louis MO 01/2019 05/2022
Washington University In St. Louis St. Louis MO 06/2020 07/2020
The Des Peres Lodge Des Peres MO 05/2016 09/2017
Bank Of America, N.A. Frontenac MO 09/2024 Present
  • 11/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporate
    Frontenac, MO
  • 08/2018 → 05/2022
    Washington University In St. Louis
    St. Louis, MO
  • 08/2014 → 05/2018
    De Smet Jesuit High School
    Creve Coeur, MO
  • 06/2021 → 07/2021
    Stifel Nicholas
    St. Louis, MO
  • 02/2021 → 05/2021
    Rubinbrown
    Clayton, MO
  • 05/2019 → 08/2019
    Coolfire Solutions
    St. Louis, MO
  • 01/2019 → 05/2022
    Washington University In St. Louis
    St. Louis, MO
  • 06/2020 → 07/2020
    Washington University In St. Louis
    St. Louis, MO
  • 05/2016 → 09/2017
    The Des Peres Lodge
    Des Peres, MO
  • 09/2024 → Present
    Bank Of America, N.A.
    Frontenac, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-18
  • S66 Uniform Combined State Law Examination
    2023-04-18
Other Names
  • Sean Doherty
  • Sean Patrick Doherty

View on SEC IAPD

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