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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-18 |
| GA | RA | APPROVED | 2023-03-13 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Malvern | PA | 06/2021 | 04/2022 |
| H20 Capital Innovation | Miami | FL | 06/2019 | 08/2019 |
| Flores Ipanema | Bogota | 05/2018 | 07/2018 | |
| University Of Notre Dame | South Bend | IN | 08/2016 | 01/2021 |
| Unemployed | Miami | FL | 01/2021 | 06/2021 |
| Bank Of America | Atlanta | GA | 05/2022 | Present |
| Bank Of America, N.A. | Atlanta | GA | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-27 |
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