Ariana Chiu

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-09-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2023	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2022	08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2021	08/2021
Harvard University	Cambridge	MA	09/2018	05/2023
Progress Partners, Inc.	Boston	MA	09/2020	05/2021
Upper St. Clair High School	Pittsburgh	PA	09/2014	06/2018
Harvard University Mathematics Department	Cambridge	MA	11/2022	05/2023

07/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2022 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2021 → 08/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
09/2018 → 05/2023

Harvard University

Cambridge, MA
09/2020 → 05/2021

Progress Partners, Inc.

Boston, MA
09/2014 → 06/2018

Upper St. Clair High School

Pittsburgh, PA
11/2022 → 05/2023

Harvard University Mathematics Department

Cambridge, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-14