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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-05-26
MI RA APPROVED 2026-05-08
TX RA APPROVED_RES 2026-05-05
NJ RA APPROVED 2026-05-04
WV RA APPROVED 2026-04-09
IA RA APPROVED 2025-11-05
KY RA APPROVED 2022-03-10
IN RA APPROVED 2021-07-29
  • MT RA
    APPROVED
    Since 2026-05-26
  • MI RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED_RES
    Since 2026-05-05
  • NJ RA
    APPROVED
    Since 2026-05-04
  • WV RA
    APPROVED
    Since 2026-04-09
  • IA RA
    APPROVED
    Since 2025-11-05
  • KY RA
    APPROVED
    Since 2022-03-10
  • IN RA
    APPROVED
    Since 2021-07-29

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

2453 N Delaware St, Indianapolis, IN 46205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Insurance New Haven CT 09/2006 Present
Knights Of Columbus Asset Advisors Llc New Haven CT 06/2021 Present
Other Businesses

Knights of Columbus Insurance, non-investment related, life insurance, General Agent, Selling life insurance, long term care, disability income and annuities, Start date: 09/2006

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-29
  • S65 Uniform Investment Adviser Law Examination
    2021-07-29
Other Names
  • Phil Stackowicz

View on SEC IAPD

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