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Amy Lynn Castro

Farley Financial

Berlin, MD

CRD 7390825

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Employer firm

Farley Financial CRD 144922

$66.0M regulatory AUM 150 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Farley Financial

Berlin, MD • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-07-28
MD RA APPROVED 2023-07-28
NC RA APPROVED 2023-07-28
VA RA APPROVED 2023-07-28
  • DE RA
    APPROVED
    Since 2023-07-28
  • MD RA
    APPROVED
    Since 2023-07-28
  • NC RA
    APPROVED
    Since 2023-07-28
  • VA RA
    APPROVED
    Since 2023-07-28

Branch Locations

Berlin, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ocean Enterprise Llc Berlin MD 12/2010 11/2020
Unemployed Berlin MD 11/2020 01/2021
Farley Financial Berlin MD 01/2021 Present
  • 12/2010 → 11/2020
    Ocean Enterprise Llc
    Berlin, MD
  • 11/2020 → 01/2021
    Unemployed
    Berlin, MD
  • 01/2021 → Present
    Farley Financial
    Berlin, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-28
  • S65 Uniform Investment Adviser Law Examination
    2023-07-28

View on SEC IAPD

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