Benjamin Fabrizi

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-10-10
TX	RA	APPROVED	2023-01-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	07/2022	Present
Bank Of America, N.A.	Charlotte	NC	07/2022	Present
Harris Teeter	Charlotte	NC	03/2017	01/2021
University Of South Carolina - Intramural Department	Columbia	SC	01/2022	03/2022
Bank Of America	Charlotte	NC	06/2021	08/2021
Unemployed	Charlotte	NC	02/2021	05/2021
University Of South Carolina	Columbia	SC	08/2018	05/2022
Unemployed	Charlotte	NC	07/2012	02/2017

07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
07/2022 → Present

Bank Of America, N.A.

Charlotte, NC
03/2017 → 01/2021

Harris Teeter

Charlotte, NC
01/2022 → 03/2022

University Of South Carolina - Intramural Department

Columbia, SC
06/2021 → 08/2021

Bank Of America

Charlotte, NC
02/2021 → 05/2021

Unemployed

Charlotte, NC
08/2018 → 05/2022

University Of South Carolina

Columbia, SC
07/2012 → 02/2017

Unemployed

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-06

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