Lauren R Caruso

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chatham, NJ
• 09/2017 → 06/2018
  Odyssey Gym
  Waldwick, NJ
• 08/2018 → 04/2020
  University Of Delaware
  Newark, DE
• 05/2020 → 08/2020
  Event Options
  Miami, FL
• 09/2020 → 05/2021
  University Of Delaware
  Newark, DE
• 06/2021 → 08/2021
  Bank Of America
  Allendale, NJ
• 09/2021 → 05/2022
  University Of Delaware
  Newark, DE
• 09/2014 → 06/2018
  Northern Highlands Regional High School
  Allendale, NJ
• 10/2022 → Present
  Bank Of America, N.A.
  Chatham, NJ

Exams

• S66 Uniform Combined State Law Examination
  2022-11-18

Other Names

• Lauren Rose Caruso