Best Investors
Account
Sign in
Best Investors
Account
Sign in
2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-21 |
| NM | RA | APPROVED | 2017-04-25 |
| AZ | RA | APPROVED | 2016-04-29 |
Branch Locations
9844 W Yearling Rd Ste D1160, Peoria, AZ 85383 • United States
101 S La Canada Dr Ste 115-I, Green Valley, AZ 85614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arizona Estate Planners Inc | Peoria | AZ | 09/2001 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 04/2016 | Present |
1) ARIZONA ESTATE PLANNERS INC; YES INVESTMENT RELATED; 9844 W YEARLING RD D1160 PEORIA,AZ 85383; INSURANCE/ESTATE PLANNER; 9/25/2001; APPROX 180HRS/MO; APPROX 130HRS/MO DURING TRADING HOURS; DUTIES INCLUDE BUSINESS PLANNING, CLIENT MEETINGS AND REVIEWS, SALES AND STRATEGIC RETIREMENT PLANNING. 2) INDEPENDENT WEALTH MANAGEMENT & INSURANCE SERVICES, INC; YES INVESTMENT RELATED; 9844 W. YEARLING RD. D1160 PEORIA, AZ 85383; LIFE INSURANCE AND ANNUITIES, FINANCIAL ADVISING; DIRECTOR, PRESIDENT/CEO, STATUTORY AGENT; 11/23/2011; 40HRS/MO; 40HRS/MO DURING SECURITIES HOURS; DUTIES: RETIREMENT PLANNING, ESTATE PLANNING, LIFE INSURANCE, ANNUITIES. 3) K & M HOLDINGS, LLC; NOT INVESTMENT RELATED; 27534 N. 84th GLEN PEORIA, AZ 85383; REAL ESTATE RENTAL INCOME; MANAGER & AGENT; 07/28/2011; 1HR/MO; 0HRS/MO DURING SECURITIES HOURS; DUTIES: MANAGE BOOKS 4) LB & B MARKETING, INC.; NOT INVESTMENT RELATED; 9844 W. YEARLING RD. SUITE D1160 PEORIA, AZ 85383; MARKETING PROCESSES; DIRECTOR, STATUTORY AGENT; 12/18/201; 2HRS/MO; 0HRS/MO DURING SECURITIES HOURS; DUTIES: MANAGE MARKETING PROCESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-11 |
Reach out to this advisor