Mark Louis Capocasale

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-06-15
PA	RA	APPROVED	2023-05-12
TX	RA	APPROVED	2023-05-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Philadelphia	PA	07/2022	Present
Unemployed	Mount Laurel	NJ	08/2012	08/2018
Student At Penn State University	University Park	PA	08/2018	06/2021
Bank Of America Merrill Lynch	Philadelphia	PA	06/2021	08/2021
Student At Penn State University	University Park	PA	08/2021	05/2022
Bank Of America N.A.	Philadelphia	PA	10/2022	Present

07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA
08/2012 → 08/2018

Unemployed

Mount Laurel, NJ
08/2018 → 06/2021

Student At Penn State University

University Park, PA
06/2021 → 08/2021

Bank Of America Merrill Lynch

Philadelphia, PA
08/2021 → 05/2022

Student At Penn State University

University Park, PA
10/2022 → Present

Bank Of America N.A.

Philadelphia, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-10

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