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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-15
PA RA APPROVED 2023-05-12
TX RA APPROVED 2023-05-12
  • NJ RA
    APPROVED
    Since 2023-06-15
  • PA RA
    APPROVED
    Since 2023-05-12
  • TX RA
    APPROVED
    Since 2023-05-12

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 07/2022 Present
Unemployed Mount Laurel NJ 08/2012 08/2018
Student At Penn State University University Park PA 08/2018 06/2021
Bank Of America Merrill Lynch Philadelphia PA 06/2021 08/2021
Student At Penn State University University Park PA 08/2021 05/2022
Bank Of America N.A. Philadelphia PA 10/2022 Present
  • 07/2022 → Present
    Philadelphia, PA
  • 08/2012 → 08/2018
    Unemployed
    Mount Laurel, NJ
  • 08/2018 → 06/2021
    Student At Penn State University
    University Park, PA
  • 06/2021 → 08/2021
    Bank Of America Merrill Lynch
    Philadelphia, PA
  • 08/2021 → 05/2022
    Student At Penn State University
    University Park, PA
  • 10/2022 → Present
    Bank Of America N.A.
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-10
  • S66 Uniform Combined State Law Examination
    2023-03-10
Other Names
  • Mark L Capocasale

View on SEC IAPD

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