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Two International Drive Suite 110, Portsmouth, NH 03801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-01-31 |
| ME | RA | APPROVED | 2022-08-29 |
| NH | RA | APPROVED | 2022-08-26 |
| TX | RA | APPROVED | 2022-08-26 |
Branch Locations
48 Free Street Suite 200, Portland, ME 04101 • United States
Two International Drive Suite 110, Portsmouth, NH 03801 • United States
69 York Street Suite 1, Kennebunk, ME 04043 • United States
222 Rosewood Drive Suite 310, Danvers, MA 01923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foster's Clambake | York | ME | 06/2014 | 08/2019 |
| Bangor Savings Bank | York/Ogunquit | ME | 05/2019 | 08/2020 |
| Alphaview Wealth Advisor | Marlborough | MA | 01/2021 | 05/2021 |
| Merrill Lynch | York | ME | 06/2021 | 08/2021 |
| Nvest Financial | Portsmouth | NH | 01/2022 | 07/2022 |
| Nvest Financial | Portsmouth | NH | 07/2022 | 07/2023 |
| Bentley University | Waltham | MA | 08/2019 | 05/2022 |
| Commonwealth Financial Network | Waltham | MA | 09/2023 | 07/2025 |
| Nvest Financial, Llc | Portsmouth | NH | 06/2025 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2025 | Present |
| Nvest Financial, Llc | Portsmouth | NH | 07/2023 | 06/2025 |
1.) Dinon Hughes is dually registered as an Investment Advisor Representative with Nvest Financial LLC ("Nvest") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS"). Business is conducted from TWO INTERNATIONAL DRIVE, SUITE 110, PORTSMOUTH, NH, USA, 03801. Approximately 90% of Mr. Hughes' time is for services under Nvest, and the balance is as a Registered Representative of PKS. 2.) Operation Love from Home. Non-Investment Related. At Registered Location. Charity/Non-Profit. Board Member. 1/2025. 1. 0. I expect it to be ordinary in scope for a board member. 3.) Board Member - York Rotary Club. Non-Investment Related. 101 Long Sands Rd PO Box 806 York ME, 03909. Charity/Non-Profit. 3/2023. 5. 0.Assist the board in overall club decision-making.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-09-20 |
| S65 | Uniform Investment Adviser Law Examination | 2022-08-26 |
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