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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-10-06
NY RA APPROVED 2022-09-30
  • CT RA
    APPROVED
    Since 2022-10-06
  • NY RA
    APPROVED
    Since 2022-09-30

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

100 Federal St Retirement & Personal Wealth Solutions, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 07/2022 Present
Boston College Chestnut Hill MA 09/2019 05/2022
Unemployed East Longmeadow MA 01/2010 08/2019
Bank Of America Boston MA 06/2021 08/2021
Big Y Foods, Inc East Longmeadow MA 05/2018 05/2018
Boston College Chestnut Hill MA 08/2018 05/2022
  • 07/2022 → Present
    Boston, MA
  • 09/2019 → 05/2022
    Boston College
    Chestnut Hill, MA
  • 01/2010 → 08/2019
    Unemployed
    East Longmeadow, MA
  • 06/2021 → 08/2021
    Bank Of America
    Boston, MA
  • 05/2018 → 05/2018
    Big Y Foods, Inc
    East Longmeadow, MA
  • 08/2018 → 05/2022
    Boston College
    Chestnut Hill, MA
Other Businesses

I*1858274 Entity Type: Church or Religious Organization Name of OBA: Saint Cecilia Parish Address:Boston, Massachusetts, 02115 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/30/2024 No Hours:4 Frequency: Weekly No Hours during trading:0 Duties:Sing in regular Sunday Mass, Holy Week, and Christmas time services and concerts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2022-09-02
Other Names
  • Martin John Ryan
  • Martin Ryan
  • Martin J Ryan

View on SEC IAPD

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