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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-10-06 |
| NY | RA | APPROVED | 2022-09-30 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
100 Federal St Retirement & Personal Wealth Solutions, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 07/2022 | Present |
| Boston College | Chestnut Hill | MA | 09/2019 | 05/2022 |
| Unemployed | East Longmeadow | MA | 01/2010 | 08/2019 |
| Bank Of America | Boston | MA | 06/2021 | 08/2021 |
| Big Y Foods, Inc | East Longmeadow | MA | 05/2018 | 05/2018 |
| Boston College | Chestnut Hill | MA | 08/2018 | 05/2022 |
I*1858274 Entity Type: Church or Religious Organization Name of OBA: Saint Cecilia Parish Address:Boston, Massachusetts, 02115 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/30/2024 No Hours:4 Frequency: Weekly No Hours during trading:0 Duties:Sing in regular Sunday Mass, Holy Week, and Christmas time services and concerts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-02 |
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