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516 North Tryon Street, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 11/2022 | 02/2023 |
| Mccormick & Shmicks | Charlotte | NC | 08/2022 | 12/2022 |
| Brick Bodies | Reisterstown | MD | 02/2016 | 02/2018 |
| Cheryvale Liquors | Reisterstown | MD | 02/2018 | 08/2018 |
| Office Of Purchasing Baltimore County | Towson | MD | 05/2018 | 08/2018 |
| Unemployed | Salisbury | MD | 08/2018 | 10/2018 |
| Americas Best Value Inn | Salisbury | MD | 10/2018 | 03/2019 |
| Lpl Financial | Boston | MA | 06/2021 | 03/2022 |
| Evolution Craft Brewing Company | Salisbury | MD | 03/2019 | 07/2022 |
| Nylife Securities, Llc | Charlotte | NC | 04/2023 | 07/2023 |
| New York Life Insurance Company | Charlotte | NC | 02/2023 | 07/2023 |
| Guardian Life Insurance Company | Charlotte | NC | 07/2023 | 01/2025 |
| Park Avenue Securities | Charlotte | NC | 08/2023 | 01/2025 |
| Linden Thomas And Company Securities, Llc | Charlotte | NC | 01/2025 | Present |
| Linden Thomas Advisory Services, Llc | Charlotte | NC | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-13 |
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