James Michael Moore

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-08-09

Branch Locations

97 Mt. Auburn Street, Cambridge, MA 02138 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Cambridge	MA	06/2021	Present
Tiaa-Cref Individual & Institutional Services, Llc	Cambridge	MA	06/2021	Present
Dynamic Skating	North Andover	MA	06/2018	08/2019
Tiaa	Waltham	MA	06/2020	08/2020
Michigan State University	East Lansing	MI	08/2017	04/2021
Bishop Fenwick High School	Peabody	MA	08/2013	06/2017

06/2021 → Present

Tiaa

Cambridge, MA
06/2021 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Cambridge, MA
06/2018 → 08/2019

Dynamic Skating

North Andover, MA
06/2020 → 08/2020

Tiaa

Waltham, MA
08/2017 → 04/2021

Michigan State University

East Lansing, MI
08/2013 → 06/2017

Bishop Fenwick High School

Peabody, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-10