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Jacob Richard Lambert

Tortoise Investment Management, LLC

Stamford, CT

White Plains, NY

CRD 7389858

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Employer firm

Tortoise Investment Management, LLC CRD 128723

$2.07B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Tortoise Investment Management, Llc

2 Westchester Park Drive Suite 215, White Plains, NY 10604 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-15
NY RA APPROVED 2021-09-03
  • CT RA
    APPROVED
    Since 2024-11-15
  • NY RA
    APPROVED
    Since 2021-09-03

Branch Locations

Stamford, CT • United States

2 Westchester Park Drive Suite 215, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tortoise Investment Management, Llc White Plains NY 07/2019 Present
University Of Connecticut School Of Business Storrs CT 05/2018 05/2019
Tortoise Investment Management, Llc White Plains NY 06/2018 08/2018
Grille 86 Storrs CT 01/2018 05/2018
Sikorsky Aircraft Corporation Shelton CT 06/2017 08/2017
Vroom Service Brookfield CT 01/2015 09/2016
Unemployed Newtown CT 09/2016 06/2017
Unemployed Storrs CT 08/2017 01/2018
  • 07/2019 → Present
    Tortoise Investment Management, Llc
    White Plains, NY
  • 05/2018 → 05/2019
    University Of Connecticut School Of Business
    Storrs, CT
  • 06/2018 → 08/2018
    Tortoise Investment Management, Llc
    White Plains, NY
  • 01/2018 → 05/2018
    Grille 86
    Storrs, CT
  • 06/2017 → 08/2017
    Sikorsky Aircraft Corporation
    Shelton, CT
  • 01/2015 → 09/2016
    Vroom Service
    Brookfield, CT
  • 09/2016 → 06/2017
    Unemployed
    Newtown, CT
  • 08/2017 → 01/2018
    Unemployed
    Storrs, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-03
  • S65 Uniform Investment Adviser Law Examination
    2021-09-03
Designations
  • Certified Financial Planner

View on SEC IAPD

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