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Andrew Pollack

Kestra Advisory Services, LLC

Southbury, CT

New York, NY

Austin, TX

New York, NY

CRD 7389807

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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-04
NY RA APPROVED 2024-06-05
  • CT RA
    APPROVED
    Since 2026-08-04
  • NY RA
    APPROVED
    Since 2024-06-05

Branch Locations

2 Pomperaug Office Park Ste 301 , Southbury, CT 06488 • United States

475 Park Avenue South Suite 2100, New York, NY 10016 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tortoise Investment Management, Llc White Plains NY 07/2019 12/2022
Northwestern University Evanston IL 09/2015 06/2019
Offit Capital New York NY 01/2023 02/2024
Kestra Advisory Services, Llc New York NY 06/2024 Present
Unemployed New York NY 02/2024 06/2024
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-15
  • S65 Uniform Investment Adviser Law Examination
    2021-10-15
Other Names
  • Andrew Mark Pollack

View on SEC IAPD

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