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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-06-23 |
| WI | RA | APPROVED | 2025-04-24 |
| OR | RA | APPROVED | 2025-04-01 |
| IL | RA | APPROVED | 2025-01-17 |
| IN | RA | APPROVED | 2025-01-15 |
| FL | RA | APPROVED | 2025-01-09 |
| CT | RA | APPROVED | 2024-09-09 |
| NC | RA | APPROVED | 2024-08-12 |
| OK | RA | APPROVED | 2024-07-18 |
| MN | RA | APPROVED | 2024-06-10 |
| HI | RA | APPROVED | 2023-11-02 |
| AZ | RA | APPROVED | 2023-07-27 |
| WA | RA | APPROVED | 2022-11-16 |
| TX | RA | APPROVED | 2022-11-01 |
| UT | RA | APPROVED | 2022-09-27 |
| WY | RA | APPROVED | 2022-09-12 |
| NM | RA | APPROVED | 2022-06-22 |
| NY | RA | APPROVED | 2022-06-22 |
| NV | RA | APPROVED | 2022-06-16 |
| CA | RA | APPROVED | 2022-06-08 |
| CO | RA | APPROVED | 2022-06-07 |
Branch Locations
6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cu Boulder | Boulder | CO | 08/2014 | 04/2020 |
| Avante Garde Events | Denver | CO | 07/2019 | 03/2020 |
| Guardian Life Insurance Company | Arapahoe | CO | 02/2021 | 01/2023 |
| Park Avenue Securities | Arapahoe | CO | 01/2022 | 01/2023 |
| Unemployed | Denver | CO | 05/2020 | 01/2021 |
| Guardian Life Insurance | Austin | TX | 01/2023 | 09/2023 |
| Park Avenue Securities | Austin | TX | 01/2023 | 09/2023 |
| Guardian Life Insurance | San Diego | CA | 09/2023 | 03/2026 |
| Park Avenue Securities | San Diego | CA | 09/2023 | 03/2026 |
| Guardian Life Insurance | Carlsbad | CA | 03/2026 | Present |
| Park Avenue Securities | Carlsbad | CA | 03/2026 | Present |
1) Insurance Products Other Guardian, Start Date: 4/18/25, Address: 425 W Beech Street Unit 403, San Diego, CA 92101, 5 total hours per month; 0 during securities trading hours, Investment Related, Less than 10% Annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-01 |
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