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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-06-23
WI RA APPROVED 2025-04-24
OR RA APPROVED 2025-04-01
IL RA APPROVED 2025-01-17
IN RA APPROVED 2025-01-15
FL RA APPROVED 2025-01-09
CT RA APPROVED 2024-09-09
NC RA APPROVED 2024-08-12
OK RA APPROVED 2024-07-18
MN RA APPROVED 2024-06-10
HI RA APPROVED 2023-11-02
AZ RA APPROVED 2023-07-27
WA RA APPROVED 2022-11-16
TX RA APPROVED 2022-11-01
UT RA APPROVED 2022-09-27
WY RA APPROVED 2022-09-12
NM RA APPROVED 2022-06-22
NY RA APPROVED 2022-06-22
NV RA APPROVED 2022-06-16
CA RA APPROVED 2022-06-08
CO RA APPROVED 2022-06-07
  • ID RA
    APPROVED
    Since 2025-06-23
  • WI RA
    APPROVED
    Since 2025-04-24
  • OR RA
    APPROVED
    Since 2025-04-01
  • IL RA
    APPROVED
    Since 2025-01-17
  • IN RA
    APPROVED
    Since 2025-01-15
  • FL RA
    APPROVED
    Since 2025-01-09
  • CT RA
    APPROVED
    Since 2024-09-09
  • NC RA
    APPROVED
    Since 2024-08-12
  • OK RA
    APPROVED
    Since 2024-07-18
  • MN RA
    APPROVED
    Since 2024-06-10
  • HI RA
    APPROVED
    Since 2023-11-02
  • AZ RA
    APPROVED
    Since 2023-07-27
  • WA RA
    APPROVED
    Since 2022-11-16
  • TX RA
    APPROVED
    Since 2022-11-01
  • UT RA
    APPROVED
    Since 2022-09-27
  • WY RA
    APPROVED
    Since 2022-09-12
  • NM RA
    APPROVED
    Since 2022-06-22
  • NY RA
    APPROVED
    Since 2022-06-22
  • NV RA
    APPROVED
    Since 2022-06-16
  • CA RA
    APPROVED
    Since 2022-06-08
  • CO RA
    APPROVED
    Since 2022-06-07

Branch Locations

Carlsbad, CA • United States

6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cu Boulder Boulder CO 08/2014 04/2020
Avante Garde Events Denver CO 07/2019 03/2020
Guardian Life Insurance Company Arapahoe CO 02/2021 01/2023
Park Avenue Securities Arapahoe CO 01/2022 01/2023
Unemployed Denver CO 05/2020 01/2021
Guardian Life Insurance Austin TX 01/2023 09/2023
Park Avenue Securities Austin TX 01/2023 09/2023
Guardian Life Insurance San Diego CA 09/2023 03/2026
Park Avenue Securities San Diego CA 09/2023 03/2026
Guardian Life Insurance Carlsbad CA 03/2026 Present
Park Avenue Securities Carlsbad CA 03/2026 Present
  • 08/2014 → 04/2020
    Cu Boulder
    Boulder, CO
  • 07/2019 → 03/2020
    Avante Garde Events
    Denver, CO
  • 02/2021 → 01/2023
    Guardian Life Insurance Company
    Arapahoe, CO
  • 01/2022 → 01/2023
    Park Avenue Securities
    Arapahoe, CO
  • 05/2020 → 01/2021
    Unemployed
    Denver, CO
  • 01/2023 → 09/2023
    Guardian Life Insurance
    Austin, TX
  • 01/2023 → 09/2023
    Park Avenue Securities
    Austin, TX
  • 09/2023 → 03/2026
    Guardian Life Insurance
    San Diego, CA
  • 09/2023 → 03/2026
    Park Avenue Securities
    San Diego, CA
  • 03/2026 → Present
    Guardian Life Insurance
    Carlsbad, CA
  • 03/2026 → Present
    Park Avenue Securities
    Carlsbad, CA
Other Businesses

1) Insurance Products Other Guardian, Start Date: 4/18/25, Address: 425 W Beech Street Unit 403, San Diego, CA 92101, 5 total hours per month; 0 during securities trading hours, Investment Related, Less than 10% Annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-01
  • S66 Uniform Combined State Law Examination
    2022-06-01
Other Names
  • Jacob Kennedy

View on SEC IAPD

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