Charles Kent Dickens

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 02/2024
  Pfs Investments Inc.
  Dallas, TX
• 10/2020 → 02/2024
  Primerica Financial Services
  Dallas, TX
• 04/2020 → 01/2021
  Unemployed
  Conroe, TX
• 05/2020 → 06/2020
  Phoenix Pollution Control
  Houston, TX
• 05/2014 → 03/2020
  Halliburton
  Houston, TX
• 08/2022 → 02/2023
  D4C Consulting
  Conroe, TX
• 03/2024 → 07/2025
  Edward Jones
  Conroe, TX
• 09/2025 → Present
  Lpl Financial Llc
  Houston, TX
• 09/2025 → Present
  Texas Dow Employees Credit Union
  Houston, TX

Previous Registrations

• 2024-06-13 → 2025-08-01
  Edward Jones
  Conroe, TX
  St Louis, MO
  Conroe, TX
  Willis, TX

Other Businesses

1) 9/17/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name TDECU Wealth Advisors- Inv. Related- At reported business location(s) 2) 11/24/2025 - D4C Consulting - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 08/15/2022 - 0 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2024-06-11
• S63 Uniform Securities Agent State Law Examination
  2023-03-08