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Alexander Baird Hoffman

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7389074

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-04
TX RA APPROVED 2026-02-04
  • NC RA
    APPROVED
    Since 2026-02-04
  • TX RA
    APPROVED
    Since 2026-02-04

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2021 Present
University Of South Carolina Columbia SC 08/2016 05/2021
Extreme Ice Center Indian Trail NC 06/2013 08/2018
Pineville Ice House Pineville NC 08/2025 01/2026
Vanguard Marketing Corporation Charlotte NC 06/2021 Present
Vanguard Advisers, Inc. Charlotte NC 02/2026 Present
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2016 → 05/2021
    University Of South Carolina
    Columbia, SC
  • 06/2013 → 08/2018
    Extreme Ice Center
    Indian Trail, NC
  • 08/2025 → 01/2026
    Pineville Ice House
    Pineville, NC
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 02/2026 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-03
S63 Uniform Securities Agent State Law Examination 2021-10-19
  • S66 Uniform Combined State Law Examination
    2026-02-03
  • S63 Uniform Securities Agent State Law Examination
    2021-10-19
Other Names
  • Alex Baird Hoffman
  • Alexander Hoffman

View on SEC IAPD

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