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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-08 |
Branch Locations
1560 W. Bay Area Blvd. Ste 201, Friendswood, TX 77546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clear Lake High School | Houston | TX | 08/2014 | 08/2018 |
| Texas A&M University | College Station | TX | 08/2018 | 12/2022 |
| Beacon Lakes Golf Club | Dickinson | TX | 05/2020 | 09/2020 |
| Lpl Financial | Houston | TX | 05/2021 | 08/2021 |
| Cain Watters & Associates, Llc | Plano | TX | 05/2022 | 08/2022 |
| Cain, Watters & Associates, Llc | Frisco | TX | 01/2023 | 01/2025 |
| Lpl Financial Llc | Houston | TX | 02/2025 | Present |
1)02/18/2025 - Douglas Dluzniewski Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-14 |
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