Best Investors Account Sign in

Michael Collin Waterbury

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7388860

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-12-18
TX RA APPROVED 2024-12-18
  • NC RA
    APPROVED
    Since 2024-12-18
  • TX RA
    APPROVED
    Since 2024-12-18

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Charlotte NC 06/2021 Present
North Carolina State University Raleigh NC 08/2017 05/2021
Stancil Pc Raleigh NC 01/2020 04/2020
Ameritech Construction Raleigh NC 06/2019 06/2019
Professional Builders Supply Charlotte NC 06/2017 08/2018
Charlotte Catholic High School Charlotte NC 08/2013 05/2017
St. Ann's School Afterschool Charlotte NC 01/2014 05/2017
Vanguard Marketing Corporation Charlotte NC 06/2021 Present
Vanguard Advisers, Inc. Charlotte NC 12/2024 Present
  • 06/2021 → Present
    The Vanguard Group, Inc
    Charlotte, NC
  • 08/2017 → 05/2021
    North Carolina State University
    Raleigh, NC
  • 01/2020 → 04/2020
    Stancil Pc
    Raleigh, NC
  • 06/2019 → 06/2019
    Ameritech Construction
    Raleigh, NC
  • 06/2017 → 08/2018
    Professional Builders Supply
    Charlotte, NC
  • 08/2013 → 05/2017
    Charlotte Catholic High School
    Charlotte, NC
  • 01/2014 → 05/2017
    St. Ann's School Afterschool
    Charlotte, NC
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 12/2024 → Present
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-07-19
  • S63 Uniform Securities Agent State Law Examination
    2021-07-19
Designations
  • Certified Financial Planner
Other Names
  • Michael Collin Waterbury
  • Collin Waterbury
  • Michael Waterbury

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor