Colton Hennessey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 05/2021
  Doordash
  Hilton Head Island, SC
• 04/2021 → 11/2021
  Wells Fargo
  Hilton Head, SC
• 05/2017 → 08/2017
  Mellow Mushroom
  Hilton Head, SC
• 08/2016 → 05/2017
  College Of Charleston
  Charleston, SC
• 08/2017 → 05/2018
  College Of Charleston
  Charleston, SC
• 06/2018 → 05/2019
  Unemployed
  Hilton Head, SC
• 05/2021 → 12/2021
  Pruco Securities, Llc.
  Bluffton, SC
• 02/2022 → 05/2023
  Pruco Securities Llc
  Mt. Pleasant, SC
• 03/2022 → 05/2023
  The Prudential Insurance Company Of America
  Mt. Pleasant, SC
• 09/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hilton Head Island, SC
• 06/2023 → 08/2023
  Unemployed
  Hilton Head, SC

Previous Registrations

• 2022-06-03 → 2023-05-15
  Pruco Securities, Llc.
  Mt. Pleasant, SC

Other Businesses

Entity Type: For Profit Name of OBA: Doordash Address:Hilton Head, SC Investment Related:no Position, Title, Association:Food Delivery Start Date:05/22/2023 No Hours: 60 hours No Hours during trading:60 hours Duties:Food courier Entity Type: For Profit Name of OBA: Uber Eats Address:Hilton Head, SC Investment Related:No Position, Title, Association:Food Delivery Start Date:05/22/2023 No Hours: 60 hours No Hours during trading:60 hours Duties:Food courier

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-25
• S63 Uniform Securities Agent State Law Examination
  2022-01-22

Other Names

• Colton Hennessey
• Colton Blair Hennessey