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Darrell Alan Nichols

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-22
  • TX RA
    APPROVED
    Since 2017-09-22

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 03/2016 09/2017
Charles Schwab & Co., Inc. Westlake TX 09/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-05-09
S65 Uniform Investment Adviser Law Examination 2015-08-26
  • S63 Uniform Securities Agent State Law Examination
    2016-05-09
  • S65 Uniform Investment Adviser Law Examination
    2015-08-26
Other Names
  • Darrell A. Nichols
  • Darrell Alan Nichols

View on SEC IAPD

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