Michael Lawrence Penna

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2020 → 08/2021
  Rit Its
  5 Caraway Court, NY
• 03/2020 → 08/2021
  Shred 518 Llc
  Clifton Park, NY
• 11/2020 → 05/2022
  Etico Wealth Management
  Clifton Park, NY
• 05/2019 → 07/2019
  Dog Haus
  Clifton Park, NY
• 05/2011 → 05/2023
  Student
  Clifton Park, NY
• 05/2022 → 05/2023
  Rochester Institute Of Technology
  Rochester, NY
• 07/2023 → Present
  Goldman Sachs
  Cohoes, NY

Previous Registrations

• 2021-08-04 → 2022-05-09
  Etico Wealth Management Llc
  Saratoga Springs, NY

Exams

• S66 Uniform Combined State Law Examination
  2021-08-03

Other Names

• Michael Penna