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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-12-12 |
Branch Locations
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Montclair Golf Club | West Orange | NJ | 06/2012 | 05/2018 |
| Essex County Country Club | Orange | NJ | 06/2018 | 07/2022 |
| Ubs Financial Services Inc. | Weehawken | NJ | 08/2022 | Present |
Gaa N'ihu LLC No, the business isn't investment related The address of the other business isn't currently available, it is still being developed The nature of the business is a clothing business. Selling apparel online. My current position is a partner Start date: 07/2019 The number of hours per month is approximately 10-15 hours, majority of the work catered on weekends None of the hours are devoted to the business during securities trading hours My duties are currently assisting in its bi weekly photo shoots hosted on the weekends. Such as reaching out to models, and setting up times for their shoots. 2) Name of Business: Essex County Country Club/Investment Related:No/Nature of Business: Assist golfers with their round of golf and help them navigate through the course/Address:350 Mount Pleasant Ave,West Orange,N J07052/Role/Duty:Independent Contractor/Start Date:7/13/2021/ Hours Devoted : NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-10 |
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