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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-08-19
IL RA APPROVED 2022-06-27
  • IN RA
    APPROVED
    Since 2025-08-19
  • IL RA
    APPROVED
    Since 2022-06-27

Branch Locations

Bolingbrook, IL • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knights Of Columbus Bolingbrook IL 05/2013 Present
Knights Of Columbus Asset Advisors Llc Bolingbrook IL 06/2021 Present
Other Businesses

6/2013-Present: 50 to 60 hrs/wk. General Agent for Knights of Columbus Insurance. Recruiting, Training and oversite of Knights of Columbus Insurance Agents servicing Knights of Columbus Members 13,000 for Life Insurance, Fixed Guaranteed Annuities, Long Term Care Insurance and Disability Income Insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-25
  • S65 Uniform Investment Adviser Law Examination
    2022-06-25

View on SEC IAPD

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