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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-23 |
Branch Locations
1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | St. Petersburg | FL | 01/2016 | 10/2020 |
| Raymond James Financial Services Advisors Inc. | St. Petersburg | FL | 06/2016 | 10/2020 |
| Edward Jones | St. Louis | MO | 12/2020 | 08/2023 |
| Charles Schwab & Co., Inc. | Orlando | FL | 08/2023 | Present |
| Charles Schwab Bank, Ssb | Orlando | FL | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-10-02 |
| S65 | Uniform Investment Adviser Law Examination | 2005-01-17 |
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