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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-31 |
| NJ | RA | APPROVED | 2026-07-09 |
| NY | RA | APPROVED | 2026-07-09 |
Branch Locations
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citi Private Bank | New York | NY | 05/2021 | 12/2025 |
| Ubs Ag - Private Bank | New York | NY | 04/1999 | 05/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2026 | 04/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2026 | 04/2026 |
| Td Bank N.A. | Ramsey | NJ | 07/2026 | Present |
| Td Private Client Wealth Llc | Ramsey | NJ | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-08 |
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