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David John Smith

State Farm Investment Management Corp.

Winter Park, FL

CRD 4918329

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-04-06
  • FL RA
    APPROVED
    Since 2020-04-06

Branch Locations

Winter Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Orlando FL 06/2015 06/2021
State Farm Vp Management Corp Orlando FL 06/2015 06/2021
State Farm Investment Management Corp. Orlando FL 09/2018 06/2021
State Farm Investment Management Corp. Winter Park FL 06/2021 Present
State Farm Vp Management Corp. Winter Park FL 06/2021 Present
State Farm Insurance Winter Park FL 06/2021 Present
  • 06/2015 → 06/2021
    State Farm Insurance
    Orlando, FL
  • 06/2015 → 06/2021
    State Farm Vp Management Corp
    Orlando, FL
  • 09/2018 → 06/2021
    State Farm Investment Management Corp.
    Orlando, FL
  • 06/2021 → Present
    State Farm Investment Management Corp.
    Winter Park, FL
  • 06/2021 → Present
    State Farm Vp Management Corp.
    Winter Park, FL
  • 06/2021 → Present
    State Farm Insurance
    Winter Park, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-04
S63 Uniform Securities Agent State Law Examination 2005-04-29
  • S65 Uniform Investment Adviser Law Examination
    2020-03-04
  • S63 Uniform Securities Agent State Law Examination
    2005-04-29

View on SEC IAPD

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