Michael P Sexton

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 03/2017
  Metlife Securities
  Boston, MA
• 03/2017 → Present
  Mml Investors Services, Llc
  Bonita Springs, FL
• 07/2016 → Present
  Massmutual Life Insurance Co
  Bonita Springs, FL

Previous Registrations

• 2015-03-24 → 2018-02-01
  Mariner
  Overland Park,, KS
  Boston, MA
• 2015-03-16 → 2017-03-25
  Msi Financial Services, Inc.
  Boston, MA
• 2011-08-22 → 2015-03-17
  Northwestern Mutual Investment Services, Llc
  Boston, MA
  Boston, MA

Other Businesses

(1)INDEPENDENT INSURANCE AGENT SELLING DENTAL & GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH, LTC FROM PRIVATE RESIDENCE FOR 2HRS/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 3/2005 (2)NAME: MICHAEL SEXTON INV REL: Y ADD: 100 WILLIAM ST SUITE 300 WELLESLEY MA 02481 NATURE: OUTSIDE INSURANCE SALES; LIFE AND GROUP BENEFITS POSITION: INSURANCE AGENT START DATE: 07/25/2022 NO. HR/MO: 4 NO. HR/MO DUR TRADING: 4

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-19
• S63 Uniform Securities Agent State Law Examination
  2005-06-27