Aleksey Joseph Palumbo

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-18

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	06/2021	Present
Tiaa	Frisco	TX	06/2021	Present
Proshek Holdings Pc/ Kingsbridge Animal Clinic	Garland	TX	05/2018	08/2018
Propath	Dallas	TX	01/2020	01/2021
Md Kids Pediatrics	Plano	TX	01/2021	06/2021
Tarleton State University	Stephenville	TX	08/2016	05/2018
Tarleton State University	Stephenville	TX	08/2015	05/2018
Texas A&M University	College Station	TX	08/2018	08/2019
Proscribe	Plano	TX	10/2019	12/2019
Unemployed	Plano	TX	08/2019	10/2019

06/2021 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX
06/2021 → Present

Tiaa

Frisco, TX
05/2018 → 08/2018

Proshek Holdings Pc/ Kingsbridge Animal Clinic

Garland, TX
01/2020 → 01/2021

Propath

Dallas, TX
01/2021 → 06/2021

Md Kids Pediatrics

Plano, TX
08/2016 → 05/2018

Tarleton State University

Stephenville, TX
08/2015 → 05/2018

Tarleton State University

Stephenville, TX
08/2018 → 08/2019

Texas A&M University

College Station, TX
10/2019 → 12/2019

Proscribe

Plano, TX
08/2019 → 10/2019

Unemployed

Plano, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-09-18
S63	Uniform Securities Agent State Law Examination	2021-08-20