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Cody Edward Fawbush

Cetera Investment Advisers LLC

Livermore, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-31
  • CA RA
    APPROVED
    Since 2024-10-31

Branch Locations

1809 Holmes St, Livermore, CA 94550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 06/2021 Present
Uncle Credit Union Livermore CA 06/2021 Present
U.S Bank Pleasanton CA 10/2019 02/2020
Uncle Credit Union Livermore CA 03/2020 06/2021
Las Positas Golf Course Livermore CA 06/2019 10/2019
Ut Federal Credit Union Knoxville TN 10/2018 06/2019
Comcast Knoxville TN 02/2018 10/2018
Atlantic Capital Bank Knoxville TN 06/2015 12/2017
Cetera Investment Services Llc St Cloud MN 01/2023 Present
Cetera Investment Advisers Llc Livermore CA 10/2024 Present
  • 06/2021 → Present
    Cuso Financial Services, Lp
    San Diego, CA
  • 06/2021 → Present
    Uncle Credit Union
    Livermore, CA
  • 10/2019 → 02/2020
    U.S Bank
    Pleasanton, CA
  • 03/2020 → 06/2021
    Uncle Credit Union
    Livermore, CA
  • 06/2019 → 10/2019
    Las Positas Golf Course
    Livermore, CA
  • 10/2018 → 06/2019
    Ut Federal Credit Union
    Knoxville, TN
  • 02/2018 → 10/2018
    Comcast
    Knoxville, TN
  • 06/2015 → 12/2017
    Atlantic Capital Bank
    Knoxville, TN
  • 01/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2024 → Present
    Cetera Investment Advisers Llc
    Livermore, CA
Other Businesses

1.) CHICK-FIL-A, FOOD SERVICE, 20/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-30
  • S66 Uniform Combined State Law Examination
    2024-10-30
Other Names
  • Cody Edward Fawbush
  • Cody Fawbush

View on SEC IAPD

Other Firms

THE AMERIFLEX GROUP
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
THE WEALTH CONSERVATORY
B. RILEY WEALTH ADVISORS, INC.
LPL FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

JACOB J REID
STEPHEN D CHIPMAN
BETTY TAYLOR SIMONE
MARCELLA A GUTIERREZ
STEVEN ANDREW SANCHEZ
Andrew Yadegar
GURMEET GULATI
Loc Ngo

Other Offices

THE AMERIFLEX GROUP · Livermore, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Livermore, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Livermore, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LIVERMORE, CA
THE WEALTH CONSERVATORY · LIVERMORE, CA
CETERA INVESTMENT ADVISERS LLC · Livermore, CA
CETERA INVESTMENT ADVISERS LLC · LIVERMORE, CA
B. RILEY WEALTH ADVISORS, INC. · LIVERMORE, CA

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