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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-26
SC RA APPROVED 2022-07-29
  • TX RA
    APPROVED
    Since 2023-04-26
  • SC RA
    APPROVED
    Since 2022-07-29

Branch Locations

104 Renaissance Circle, Mauldin, SC 29662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2021 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2021 Present
Greenville Technical College Greenville SC 08/2015 05/2017
North Greenville University Tigerville SC 08/2017 05/2019
Autozone Greenville SC 08/2016 04/2018
Turnkey Financial Greer SC 04/2018 05/2019
Shellpoint Mortgage Servicing Greenville SC 05/2019 05/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2022 Present
  • 06/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2015 → 05/2017
    Greenville Technical College
    Greenville, SC
  • 08/2017 → 05/2019
    North Greenville University
    Tigerville, SC
  • 08/2016 → 04/2018
    Autozone
    Greenville, SC
  • 04/2018 → 05/2019
    Turnkey Financial
    Greer, SC
  • 05/2019 → 05/2021
    Shellpoint Mortgage Servicing
    Greenville, SC
  • 02/2022 → Present
    Fairfield, IA
Other Businesses

1) Joseph Macias, Agent, 32 N Main Street, Ste 102, Belmont, NC, 06/01/2021 5 Hr/ Mo- 1 trading hr. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 2) TurnKey Financial, Bookkeeping, 302 Trade St. Suite #A3, Greer, SC, 01/30/2023, 96 Hr/MO, 72 Hr/MO Trading, Accounting/Bookkeeping/Payroll Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-29
  • S65 Uniform Investment Adviser Law Examination
    2022-07-29
Other Names
  • Joey Macias

View on SEC IAPD

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