Nicholas Frazetta

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-23
VA	RA	APPROVED	2024-01-10
PA	RA	APPROVED	2022-02-22

FL RA
APPROVED

Since 2026-02-23
VA RA
APPROVED

Since 2024-01-10
PA RA
APPROVED

Since 2022-02-22

Branch Locations

1221 Brickell Ave., Ste 900, Miami, FL 33131 • United States

4000 Triangle Lane #200, Export, PA 15632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Bethel Park	PA	05/2021	12/2021
J.P. Morgan Securities Llc	Bethel Park	PA	05/2021	12/2021
Home Depot	Pittsburgh	PA	05/2020	07/2020
Plum Borough Municipal	Plum Borough	PA	06/2018	08/2018
Mr Waterheater Enterprises Inc	North Versailles	PA	06/2015	06/2017
Unemployed	New Kensington	PA	07/2017	05/2018
Unemployed	New Kensington	PA	09/2018	04/2020
Unemployed	New Kensington	PA	08/2020	04/2021
Lpl Financial Llc	Export	PA	01/2022	Present

05/2021 → 12/2021

Jpmorgan Chase Bank, N.A.

Bethel Park, PA
05/2021 → 12/2021

J.P. Morgan Securities Llc

Bethel Park, PA
05/2020 → 07/2020

Home Depot

Pittsburgh, PA
06/2018 → 08/2018

Plum Borough Municipal

Plum Borough, PA
06/2015 → 06/2017

Mr Waterheater Enterprises Inc

North Versailles, PA
07/2017 → 05/2018

Unemployed

New Kensington, PA
09/2018 → 04/2020

Unemployed

New Kensington, PA
08/2020 → 04/2021

Unemployed

New Kensington, PA
01/2022 → Present

Lpl Financial Llc

Export, PA

Other Businesses

1) 01/04/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Yeckley, Tantlinger, &Subich Wealth Management - Inv Rel - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 2) 01/04/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name YTS Wealth Management - Inv Rel - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 3) 03/17/2022- Equity Accounting LLC- Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Income Tax Preparer -Start Date - 02/01/2022- 2 Hours Per Month/0 Hours During Securities Trading. 4) 03/17/2022- YTS Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/06/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 5) 04/05/2024 - D2W Media LLC - Non-Inv Related - Other - Podcast - Partnership in D2W Media LLC - Started: 01/01/2024 - 4 Hrs/Mo; 1 Hr During Trading. 6) 03/26/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Your Total Solution Wealth Management - Investment Related - Export PA - DBA for LPL Business (entity for LPL business) - Start Date:10/09/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 7) 04/09/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name YTS Wealth Holdings, Inc - Investment Related - At Reported Business Location(s) - Start Date 03/11/2026 - 1 hour per month/ 0 hours during trading 8) 04/27/2026 - YTS Media, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/11/2026 - 10 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-02-18
S63	Uniform Securities Agent State Law Examination	2021-08-04

S65 Uniform Investment Adviser Law Examination

2022-02-18
S63 Uniform Securities Agent State Law Examination

2021-08-04

Other Names

Nicholas S Frazetta

View on SEC IAPD