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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-03 |
| CT | RA | APPROVED | 2023-04-30 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diffractive Managers Group, Llc | Osterville | MA | 10/2020 | 10/2022 |
| Wheels Up | New York | NY | 06/2019 | 08/2019 |
| Discovery Inc. | New York | NY | 01/2020 | 03/2020 |
| Fordham University | Bronx | NY | 09/2016 | 05/2020 |
| Oyster Harbors Marine | Osterville | MA | 04/2020 | 09/2020 |
| Foreside Financial Service, Llc | Osterville | MA | 06/2021 | 10/2022 |
| Morgan Stanley | Boston | MA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-04 |
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