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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-06
  • IL RA
    APPROVED
    Since 2022-10-06

Branch Locations

Yorkville, IL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc Franklin Park IL 06/2021 08/2021
Bank Of America, N.A. Franklin Park IL 06/2021 08/2021
Fifth Third Bank Saint Charles IL 09/2017 05/2021
Gnc Aurora IL 07/2015 12/2018
Jpmorgan Chase Bank, N.A. Lake Zurich IL 11/2021 06/2022
J.P. Morgan Securities Llc Lake Zurich IL 11/2021 06/2022
Unemployed Algonquin IL 09/2021 10/2021
Gwfs Equities, Inc Chicago IL 06/2022 Present
  • 06/2021 → 08/2021
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Franklin Park, IL
  • 06/2021 → 08/2021
    Bank Of America, N.A.
    Franklin Park, IL
  • 09/2017 → 05/2021
    Fifth Third Bank
    Saint Charles, IL
  • 07/2015 → 12/2018
    Gnc
    Aurora, IL
  • 11/2021 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Lake Zurich, IL
  • 11/2021 → 06/2022
    J.P. Morgan Securities Llc
    Lake Zurich, IL
  • 09/2021 → 10/2021
    Unemployed
    Algonquin, IL
  • 06/2022 → Present
    Gwfs Equities, Inc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
S63 Uniform Securities Agent State Law Examination 2022-01-18
  • S66 Uniform Combined State Law Examination
    2022-09-23
  • S63 Uniform Securities Agent State Law Examination
    2022-01-18

View on SEC IAPD

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