Miky Sodhi

Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Compass Bank
  Birmingham, AL
• 10/2010 → Present
  Bbva Wealth Solutions Inc.
  College Station, TX
• 05/2013 → Present
  Bbva Securities Inc.
  College Station, TX
• 01/2006 → Present
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 08/2021 → Present
  Pnc Investments
  Brenham, TX

Previous Registrations

• 2010-10-15 → 2021-08-17
  Pnc Managed Account Solutions, Inc.
  Houston, TX
  Houston, TX
  Bryan, TX
• 2010-04-05 → 2010-10-15
  St Johns Wealth Management
  College Station, TX
• 2009-06-19 → 2010-03-12
  Bbva Compass Investment Solutions, Inc
  Cypress, TX
  Tomball, TX
  College Station, TX
  Bryan, TX
  Houston, TX
  Bellville, TX
  Brenham, TX
  Navasota, TX
  College Station, TX

Other Businesses

1) 2015 / Owner / Rental Property / Non-Investment Related / Zero hours during trading hours // 2) 2016 / Owner / 2 Rental Properties / Non-Investment Related / Zero hours during trading hours // 3) 2024 / Owner / Everline Coatings and Services / Non-Investment Related / Zero hours during trading hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-16
• S63 Uniform Securities Agent State Law Examination
  2005-04-22