David Dayton Deeter

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-11-21

MD RA
APPROVED

Since 2022-11-21

Branch Locations

Annapolis, MD • United States

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	MD	06/2021	11/2022
Usps	Campbell	OH	08/2018	06/2021
Rogers Jewelers	Niles	OH	04/2016	08/2018
Bank Of America, N.A.	Columbia	MD	06/2021	11/2022
Royal Alliance Associates, Inc.	Jersey City	NJ	11/2022	Present

06/2021 → 11/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD
08/2018 → 06/2021

Usps

Campbell, OH
04/2016 → 08/2018

Rogers Jewelers

Niles, OH
06/2021 → 11/2022

Bank Of America, N.A.

Columbia, MD
11/2022 → Present

Royal Alliance Associates, Inc.

Jersey City, NJ

Previous Registrations

2021-08-31 → 2022-07-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD

New York, NY

Annapolis, MD

Severna Park, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-28

S66 Uniform Combined State Law Examination

2021-08-28

Other Names

David D Deeter

View on SEC IAPD