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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-01-04 |
| TX | RA | APPROVED | 2024-01-03 |
| NC | RA | APPROVED | 2023-09-18 |
Branch Locations
1055 Military Cutoff Road Suite 200, Wilmington, NC 28405-4367 • United States
Wilmington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 06/2021 | 07/2022 |
| Bb&T / Truist | Wilmington | NC | 07/2015 | 05/2021 |
| Bank Of America, N.A. | Raleigh | NC | 08/2021 | 07/2022 |
| First Citizens Investor Services | Raleigh | NC | 07/2022 | 06/2023 |
| Rbc Capital Markets, Llc | Wilmington | NC | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-30 |
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