Yun Tong

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-19

Branch Locations

1420 Independence Parkway, Plano, TX 75075 • United States

2620 Preston Rd, Frisco, TX 75034 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	06/2021	05/2023
Unemployed	Syracuse	NY	01/2021	06/2021
Bank Of America	Syracuse	NY	07/2017	01/2021
Hello Yuki Llc	Edison	NJ	05/2012	07/2017
Bank Of America, N.A.	Houston	TX	08/2021	05/2023
Unemployed	Houston	TX	05/2023	11/2023
Thrivent Investment Management Inc.	Minneapolis	MN	11/2023	03/2025
Thrivent Financial	Appleton	WI	11/2023	03/2025
Pnc Investments	Frisco	TX	03/2025	Present

06/2021 → 05/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
01/2021 → 06/2021

Unemployed

Syracuse, NY
07/2017 → 01/2021

Bank Of America

Syracuse, NY
05/2012 → 07/2017

Hello Yuki Llc

Edison, NJ
08/2021 → 05/2023

Bank Of America, N.A.

Houston, TX
05/2023 → 11/2023

Unemployed

Houston, TX
11/2023 → 03/2025

Thrivent Investment Management Inc.

Minneapolis, MN
11/2023 → 03/2025

Thrivent Financial

Appleton, WI
03/2025 → Present

Pnc Investments

Frisco, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-09

Other Firms