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Grace Roh

J.P. Morgan Securities LLC

Redmond, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-25
WA RA APPROVED 2025-06-25
  • TX RA
    APPROVED
    Since 2025-06-25
  • WA RA
    APPROVED
    Since 2025-06-25

Branch Locations

8010 164Th Ave Ne, Floor 1, Redmond, WA 98052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duvall WA 08/2016 06/2025
Bank Of America, N.A. Duvall WA 08/2016 06/2025
J.P. Morgan Securities Llc Redmond WA 06/2025 Present
Jpmorgan Chase Bank, N.A. Redmond WA 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-25
  • S66 Uniform Combined State Law Examination
    2021-10-25
Other Names
  • Grace Kim
  • Grace U Kim
  • Grace Roh
  • Grace K Roh

View on SEC IAPD

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