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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-01 |
| CT | RA | APPROVED | 2021-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lynnfield | MA | 05/2021 | Present |
| Bank Of America | Malden | MA | 09/2019 | 05/2021 |
| Compass Working Capital | Boston | MA | 02/2021 | 03/2021 |
| Amazon Inc. | Medford | MA | 06/2018 | Present |
| The Guild For Human Services | Concord | MA | 01/2019 | 12/2020 |
| Unibank - Haiti | Port-Au-Prince | 03/2017 | 10/2017 | |
| The Bank Of Nova Scotia | Port-Au-Prince | 03/2006 | 02/2017 | |
| Unemployed | Malden | MA | 11/2017 | 05/2018 |
| Market Source / Dyson | Everett | MA | 10/2018 | 09/2019 |
| Bank Of America, N.A. | Lynn | MA | 08/2021 | Present |
1) Amazon, Inc.; It is not an investment-related business; Medford MA 02151; Whole Foods grocery store; Position: Prime Now Associate; Started June 2018; Work About 20 hours or less per month; No devote hours during securities trading hours. Description of duties: Receive and process grocery orders of Amazon Prime Members at a Whole Foods store location. I*1034302For profit or not for profit: Entity For ProfitName of outside business organization: UBERInvestment related: NAddress of business: san francisco, California, 94103Nature of business: ["Corporation"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/15/2022Number of hours devoted: 10 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Ride share and/or provide transportation to clients and/r food delivery Name of the other businessMONATWhether the business is investment-relatedNon-investment relatedAddress of the other business Doral, FL 33178Nature of the other businessSales of Cosmetic productsYour positionMarket PartnerTitle, or relationship with the other businessMarket Partner, buy and sell Monat productsStart date of your relationshipMarch 2, 2021Approximate number of hours/month you devote to the other businessLess than 8 hours per month (Haven't spent any hours so far)Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessBuy, sell Monat Products and invite family and friends to subscribe either as VIP (to buy products only) or Market Partner (to buy and sell products). I*1100255For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Pawtucket, Rhode IslandNature of business: Position, title, association: Sole owner, Start date of relationship: 12/5/2022Number of hours devoted: 8 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: I*1035303For profit or not for profit: Entity For ProfitName of outside business organization: LyftInvestment related: NAddress of business: medford, Massachusetts, 02155Nature of business: ["Corporation"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/15/2022Number of hours devoted: 10 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Rideshare, transportation services I*2929295, Entity Type: , Name of OBA: Rental Property 2, Address: New Bedford, Massachusetts, 02740, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 10/01/2025, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
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