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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-01
CT RA APPROVED 2021-10-12
  • TX RA
    APPROVED
    Since 2021-11-01
  • CT RA
    APPROVED
    Since 2021-10-12

Branch Locations

1093 Broadway, Saugus, MA 01906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lynnfield MA 05/2021 Present
Bank Of America Malden MA 09/2019 05/2021
Compass Working Capital Boston MA 02/2021 03/2021
Amazon Inc. Medford MA 06/2018 Present
The Guild For Human Services Concord MA 01/2019 12/2020
Unibank - Haiti Port-Au-Prince 03/2017 10/2017
The Bank Of Nova Scotia Port-Au-Prince 03/2006 02/2017
Unemployed Malden MA 11/2017 05/2018
Market Source / Dyson Everett MA 10/2018 09/2019
Bank Of America, N.A. Lynn MA 08/2021 Present
  • 05/2021 → Present
    Lynnfield, MA
  • 09/2019 → 05/2021
    Bank Of America
    Malden, MA
  • 02/2021 → 03/2021
    Compass Working Capital
    Boston, MA
  • 06/2018 → Present
    Amazon Inc.
    Medford, MA
  • 01/2019 → 12/2020
    The Guild For Human Services
    Concord, MA
  • 03/2017 → 10/2017
    Unibank - Haiti
    Port-Au-Prince
  • 03/2006 → 02/2017
    The Bank Of Nova Scotia
    Port-Au-Prince
  • 11/2017 → 05/2018
    Unemployed
    Malden, MA
  • 10/2018 → 09/2019
    Market Source / Dyson
    Everett, MA
  • 08/2021 → Present
    Bank Of America, N.A.
    Lynn, MA
Other Businesses

1) Amazon, Inc.; It is not an investment-related business; Medford MA 02151; Whole Foods grocery store; Position: Prime Now Associate; Started June 2018; Work About 20 hours or less per month; No devote hours during securities trading hours. Description of duties: Receive and process grocery orders of Amazon Prime Members at a Whole Foods store location. I*1034302For profit or not for profit: Entity For ProfitName of outside business organization: UBERInvestment related: NAddress of business: san francisco, California, 94103Nature of business: ["Corporation"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/15/2022Number of hours devoted: 10 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Ride share and/or provide transportation to clients and/r food delivery Name of the other businessMONATWhether the business is investment-relatedNon-investment relatedAddress of the other business Doral, FL 33178Nature of the other businessSales of Cosmetic productsYour positionMarket PartnerTitle, or relationship with the other businessMarket Partner, buy and sell Monat productsStart date of your relationshipMarch 2, 2021Approximate number of hours/month you devote to the other businessLess than 8 hours per month (Haven't spent any hours so far)Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessBuy, sell Monat Products and invite family and friends to subscribe either as VIP (to buy products only) or Market Partner (to buy and sell products). I*1100255For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Pawtucket, Rhode IslandNature of business: Position, title, association: Sole owner, Start date of relationship: 12/5/2022Number of hours devoted: 8 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: I*1035303For profit or not for profit: Entity For ProfitName of outside business organization: LyftInvestment related: NAddress of business: medford, Massachusetts, 02155Nature of business: ["Corporation"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/15/2022Number of hours devoted: 10 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Rideshare, transportation services I*2929295, Entity Type: , Name of OBA: Rental Property 2, Address: New Bedford, Massachusetts, 02740, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 10/01/2025, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
  • S66 Uniform Combined State Law Examination
    2021-10-11

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