Dustin Mac Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 07/2017
  Edward Jones
  St Louis, MO
• 07/2017 → 04/2023
  Cetera Advisors Llc
  Denver, CO
• 06/2022 → Present
  Brojchan Retreats Llc
  Scottsdale, AZ
• 04/2023 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2017-07-18 → 2023-04-07
  Cetera Advisors Llc
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1- 07/2019 / DUNBAR PROPERTIES LLC / Real Estate Rental / INVESTMENT RELATED / SCOTTSDALE, AZ 2- 06/2022 / BROJCHAN RETREATS LLC / Real Estate Rental / INVESTMENT RELATED / SCOTTSDALE, AZ 3- 06/2015 / Brown Family Revocable Trust / Act in a Fiduciary Capacity / INVESTMENT RELATED / SCOTTSDALE, AZ 4- 05/2023 / DM Brown Financial Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / SCOTTSDALE, AZ 5- 01/2020 / YouTube Channel / OTHER / NON INVESTMENT RELATED / SCOTTSDALE, AZ 6- 06/2022 / MONTANA RANCH HOA / Non-Profit Board Member / NON INVESTMENT RELATED / TEMPE, AZ 7- 02/01/2024 - NexAnnuity - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 9/11/2023 - 10 Hrs/mo During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-04-21

Designations

• Certified Financial Planner