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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-17
TN RA APPROVED 2025-01-13
  • TX RA
    APPROVED
    Since 2025-09-17
  • TN RA
    APPROVED
    Since 2025-01-13

Branch Locations

Cordova, TN • United States

1053 W Rex Rd, Memphis, TN 38119-3819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Memphis TN 06/2021 Present
N/A Cordova TN 04/2021 06/2021
Auto-San, Llc Memphis TN 01/2019 04/2021
Visible Supply Chain Management Memphis TN 01/2018 12/2018
N/A Cordova TN 06/2016 12/2017
  • 06/2021 → Present
    Memphis, TN
  • 04/2021 → 06/2021
    N/A
    Cordova, TN
  • 01/2019 → 04/2021
    Auto-San, Llc
    Memphis, TN
  • 01/2018 → 12/2018
    Visible Supply Chain Management
    Memphis, TN
  • 06/2016 → 12/2017
    N/A
    Cordova, TN
Other Businesses

Business Ownership; Rust and Teal Handmade Gifts; Owner; Retail; 7001 Luxor Lane, , Cordova, TN, 38018; Not Investment-Related; 10/07/2016; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-28
  • S66 Uniform Combined State Law Examination
    2024-12-28

View on SEC IAPD

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