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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-08-04 |
| TX | RA | APPROVED | 2022-08-04 |
Branch Locations
15100 Pride Valley Rd, Little Rock, AR 72223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Little Rock | AR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Little Rock | AR | 11/2016 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 07/2022 | Present |
O'QUIN GILBERT LLC, INV RELATED, LITTLE ROCK, AR, 50% OWNERSHIP, START 4/18/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE BUILDING LLC. THE O'QUIN GROUP INC., INV RELATED, LITTLE ROCK, AR, 40% OWNERSHIP, START 4/18/2022, 10 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-21 |
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