Sydney O Gilbert

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Little Rock, AR
• 11/2016 → 07/2022
  Wells Fargo Clearing Services, Llc
  Little Rock, AR
• 07/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Little Rock, AR

Previous Registrations

• 2009-04-03 → 2022-08-04
  Wells Fargo Clearing Services, Llc
  Little Rock, AR
  Little Rock, AR
• 2005-06-07 → 2009-04-21
  Citigroup Global Markets Inc.
  Little Rock, AR
  Little Rock, AR

Other Businesses

O'QUIN GILBERT LLC, INV RELATED, LITTLE ROCK, AR, 50% OWNERSHIP, START 4/18/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE BUILDING LLC. THE O'QUIN GROUP INC., INV RELATED, LITTLE ROCK, AR, 40% OWNERSHIP, START 4/18/2022, 10 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-01
• S63 Uniform Securities Agent State Law Examination
  2005-04-21

Designations

• Certified Financial Planner

Other Names

• Sydney Leigh O'QUin