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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-17
  • CA RA
    APPROVED
    Since 2022-10-17

Branch Locations

Aliso Viejo, CA • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group - American Funds Distributors, Inc. Los Angeles CA 05/2021 03/2026
Pimco Newport Beach CA 06/2020 08/2020
California Polytechnic State University Pomona CA 08/2016 05/2021
Capital Group, Capital Client Group, Inc. Los Angeles CA 03/2026 Present
Capital Research & Management Company (Crmc) Los Angeles CA 04/2026 Present
  • 05/2021 → 03/2026
    Capital Group - American Funds Distributors, Inc.
    Los Angeles, CA
  • 06/2020 → 08/2020
    Pimco
    Newport Beach, CA
  • 08/2016 → 05/2021
    California Polytechnic State University
    Pomona, CA
  • 03/2026 → Present
    Capital Group, Capital Client Group, Inc.
    Los Angeles, CA
  • 04/2026 → Present
    Capital Research & Management Company (Crmc)
    Los Angeles, CA
Other Businesses

CAPITAL RESEARCH & MANAGEMENT COMPANY (CRMC) POSITION: Research Analyst Support NATURE: Capital Research and Management Company, a wholly-owned subsidiary of The Capital Group Companies, Inc., is a Delaware corporation that traces its roots to 1931. Capital Research and Management Company is the investment adviser to the Capital Group exchange-traded funds (ETFs), closed-end management investment companies that operate as interval funds, and to the American Funds family of mutual funds. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2026 ADDRESS: 333 S Hope St., Los Angeles CA 90071, United States DESCRIPTION: This activity is an expansion of my role in Capital Group, to encompass participation in the design and management of custom solutions. Specific elements of the role include (1) client-facing activity related to the design and servicing of custom solutions, (2) initial investment solution design, (3) recommendations for changes to custom solutions, and (4) potential expansion of operation duties for portfolio management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-15
  • S66 Uniform Combined State Law Examination
    2022-10-15
Other Names
  • Joe Baierl

View on SEC IAPD

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