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Nicholas Lyle Rosebrook

Osaic Wealth, Inc.

Saratoga Springs, NY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-09
  • NY RA
    APPROVED
    Since 2026-06-09

Branch Locations

28 Clinton Street 2Nd Floor, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Saratoga Springs NY 06/2022 07/2024
Premier Financial Management Saratoga Springs NY 07/2024 Present
Suny Geneseo Geneseo NY 08/2018 05/2022
Saratoga Springs High School Saratoga Springs NY 11/2015 06/2018
Bailey's Cafe Saratoga Springs NY 06/2019 08/2019
Tina Smith Realty Saratoga Springs NY 06/2020 08/2020
Saratoga Springs Saratoga Springs NY 07/2021 08/2021
Osaic Saratoga Springs NY 11/2025 Present
  • 06/2022 → 07/2024
    Bank Of America
    Saratoga Springs, NY
  • 07/2024 → Present
    Premier Financial Management
    Saratoga Springs, NY
  • 08/2018 → 05/2022
    Suny Geneseo
    Geneseo, NY
  • 11/2015 → 06/2018
    Saratoga Springs High School
    Saratoga Springs, NY
  • 06/2019 → 08/2019
    Bailey's Cafe
    Saratoga Springs, NY
  • 06/2020 → 08/2020
    Tina Smith Realty
    Saratoga Springs, NY
  • 07/2021 → 08/2021
    Saratoga Springs
    Saratoga Springs, NY
  • 11/2025 → Present
    Osaic
    Saratoga Springs, NY
Other Businesses

1. SHARP PAYROLL SERVICE LLC - PAYROLL SERVICE OBA POSITION: Financial Paraplanner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/11/2026 ADDRESS: 928 Arnold Ave, Point Pleasant NJ 08742, United States DESCRIPTION: Sharp Services LLC disburses payroll for Premier Financial Management. Pay is reimbursed by advisor Samantha Thomas. Nicholas Rosebrook does not perform any responsibilities at this OBA. This is for payroll processing only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-02
  • S66 Uniform Combined State Law Examination
    2026-06-02
Other Names
  • Nicholas Rosebrook

View on SEC IAPD

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